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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2018-04-24
TX RA APPROVED_RES 2017-01-06
MN RA APPROVED 2013-11-18
  • VI RA
    APPROVED
    Since 2018-04-24
  • TX RA
    APPROVED_RES
    Since 2017-01-06
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

1420 London Road Suite 201, Duluth, MN 55805-2425 • United States

Duluth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Duluth MN 03/2008 Present
Other Businesses

NAME OF ENTITY: Minnesota Masonic Charities ADDRESS: 11501 Masonic Home Dr. Bloomington, MN 55437 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Charity CAPACITY: Board of Directors * START DATE: 05/01/2020 DUTIES: Attend board meetings and help contribute to the direction of the organization's charitable activities. HOURS DEVOTED PER MONTH: Maybe up to 1 hour. HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-15
S63 Uniform Securities Agent State Law Examination 1982-03-09
  • S66 Uniform Combined State Law Examination
    2001-01-15
  • S63 Uniform Securities Agent State Law Examination
    1982-03-09
Designations

View on SEC IAPD

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