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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-16 |
| CO | RA | APPROVED | 2017-07-14 |
Branch Locations
5555 Erindale Dr Ste 101, Colorado Springs, CO 80918 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Colorado Springs | CO | 09/2015 | 09/2019 |
| Cetera Investment Advisers Llc | Colorado Springs | CO | 07/2017 | Present |
| Summit Financial Group Inc | Colorado Springs | CO | 07/2017 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
(1) - - NOSHEE RANCHES INC; SINCE 01/01/2000; 4560 us hwy 287 eads co 81036 USA; - DIRECTOR - OWNS LAND FOR AGRICULTURE AND HUNTING = NO COMPENSATION - NOT INVESTMENT RELATED (2) - - ACADEMY WEALTH MANAGEMENT GROUP; SINCE 10/23/2015; SAME ADDRESS AS BRANCH; REGISTERED REP; DBA for financial services business; 0 HOURS SPENT ON ACTIIVTY PER MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-17 |
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