Charles Edwin Wheeler

Current Employers

Employment History

• 12/1981 → Present
  #Ia Merrill Lynch, Pierce, Fenner & Smit
  Des Moines, IA
• 04/1996 → Present
  Robert W. Baird & Co. Incorporated
  Des Moines, IA
• 01/2002 → Present
  Nmis
  Milwaukee, WI

Other Businesses

NAME AND ADDRESS: PACE Enterprises LLC 1200 Grand Ave West Des Moines, IA 50265. NATURE OF ENTITY: Purchase foreclosed-cheap homes. Not investment related START: 6/22/12 RESPONSIBILITIES IN ROLE: Investor. HOURS DEVOTED: 2 hours a month - very limited. Name: Wheeler, Not investment-related; Address: 5231 Woodland ave, Des Moines, IA 50312; Nature: LLC- Purchase six duplexes; Role: Bookkeeper,general maintenance director; Start Date: 9/15/17; Appx hrs/month: 1 hour a month; Hrs during trading: 0; Duties: passive investor Name: Tracy Wheeler 1434-45th Des Moines IA 50312 Type: Rental Property, non investment related Role: Property Owner Start: 8/28/18 Hours: 1 hour per six months, none during market Responsibilities: Passive investor Name/Address: Double CW LLC / 5231 Woodland Ave, Des Moines, IA 50312 Start Date: 10/31/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Partial owner of family LLC Non Investment Related

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-04
• S63 Uniform Securities Agent State Law Examination
  1982-03-06

Other Names

• Charles E Wheeler