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Raymond Harold Hasser

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alexandria, VA

Sterling, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2001-04-25
DC RA APPROVED 1998-04-24
MD RA APPROVED 1998-03-17
VA RA APPROVED 1996-05-03
  • TX RA
    APPROVED_RES
    Since 2001-04-25
  • DC RA
    APPROVED
    Since 1998-04-24
  • MD RA
    APPROVED
    Since 1998-03-17
  • VA RA
    APPROVED
    Since 1996-05-03

Branch Locations

1900 Duke St, Alexandria, VA 22314 • United States

Sterling, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 03/1996 Present
#Ia Merrill Lynch, Pierce, Fenner & Smit Vienna VA 03/1996 Present
Bank Of America,Na Alexandria VA 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-08-01
S63 Uniform Securities Agent State Law Examination 1982-03-26
  • S65 Uniform Investment Adviser Law Examination
    1991-08-01
  • S63 Uniform Securities Agent State Law Examination
    1982-03-26

View on SEC IAPD

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