Dennis Clarence Twarogowski

Employer firm

Independence Capital Co., Inc. CRD 24723

$119M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independence Capital Co., Inc.

5579 Pearl Road, Ste 100, Parma, OH 44129 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2005-02-07

OH RA
APPROVED

Since 2005-02-07

Branch Locations

5579 Pearl Road, Suite 100, Parma, OH 44129 • UNITED STATES

5579 Pearl Road, Suite 100, Parma, OH 44129 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independence Capital Co. Inc.	Parma	OH	02/2005	Present

02/2005 → Present

Independence Capital Co. Inc.

Parma, OH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-07-21

S63 Uniform Securities Agent State Law Examination

1989-07-21

View on SEC IAPD

Employer firm

Current Employers

Independence Capital Co., Inc.

Disclosures

Employment History

Exams

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