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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-02-04
  • TX RA
    APPROVED
    Since 2005-02-04

Branch Locations

8212 Ithaca Suite 9, Lubbock, TX 79423 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul D. Moore Lubbock TX 05/1976 Present
Gwn Securities Palm Beach Gardens FL 01/2005 Present
  • 05/1976 → Present
    Paul D. Moore
    Lubbock, TX
  • 01/2005 → Present
    Gwn Securities
    Palm Beach Gardens, FL
Previous Registrations
  • 2001-08-20 → 2005-01-14
    Pmg Asset Management Inc
    Lubbock , TX
Other Businesses

PAUL MOORE FINANCIAL SERVICES POSITION: Agent NATURE: Selling Insurance Products, DBA INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 3 START DATE: 08/01/2005 ADDRESS: 8212 ITHACA, SUITE 9, LUBBOCK TX 79423 DESCRIPTION: Selling investment and life insurance and fixed annuities, equity indexed annuities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-10-04
  • S63 Uniform Securities Agent State Law Examination
    1985-10-04

View on SEC IAPD

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