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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-04-28
  • PA RA
    APPROVED
    Since 2016-04-28

Branch Locations

501 Office Center Dr Suite 122, Fort Washington, PA 19034 • United States

Dresher, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Fort Washington PA 12/1983 Present
Massmutual Life Insurance Co Fort Washington PA 08/1983 Present
  • 12/1983 → Present
    Fort Washington, PA
  • 08/1983 → Present
    Massmutual Life Insurance Co
    Fort Washington, PA
Other Businesses

1)ERIC FELT INSURANCE SERVICES, LLC INV REL:Y ADDR:501 OFFICE CENTER DR SUITE 122 FORT WASHINGTON PA 19034 NATURE:LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION:SALES START:1/1/2003 NO HR/MO:20 NO HR/MO DUR TRADING:20.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-05-01
  • S63 Uniform Securities Agent State Law Examination
    1984-05-01
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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