Sean Michael Cook

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2012-06-01 → 2013-05-16
  Lincoln Investment
  Fort Washington, PA
• 2012-06-11 → 2013-05-16
  Capital Analysts
  Fort Washington, PA
• 2009-09-02 → 2012-06-01
  Cincinnati Analysts, Inc.
  Fort Washington, PA
  Horsham, PA
  Cincinnati, OH

Other Businesses

1. Owner, Harvest Advisers LLC, a private entity created as operating company for securities and advisory business; as of 02/26/13; 2% of time spent during regular business hours; Conducted at branch; Investment related 2. Fixed insurance sales, as of 02/19/2013; Less than 5% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  1998-09-04

Designations

• Certified Financial Planner