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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-01-29
  • PA RA
    APPROVED
    Since 2021-01-29

Branch Locations

501 Office Center Drive Suite 425, Fort Washington, PA 19034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 12/2013 01/2021
Commonwealth Financial Network Waltham MA 01/2021 Present
Harvest Advisers, Llc Fort Washington PA 01/2021 Present
Previous Registrations
  • 2014-03-17 → 2021-02-01
    St Louis, MO
    Philadelphia, PA
Other Businesses

Fixed insurance sales; as of 01/29/2021/2021; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-14
  • S66 Uniform Combined State Law Examination
    2014-03-14

View on SEC IAPD

Other Firms

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