Kent Wesley Thompson

Current Employers

Employment History

• 06/2013 → 11/2018
  Jhfn Sii
  Raleigh, NC
• 11/2018 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Previous Registrations

• 2013-07-10 → 2018-11-02
  Signator Investors, Inc.
  Raleigh, NC
• 2012-07-02 → 2013-07-10
  First Allied Advisory Services, Inc.
  Cary, NC
• 2009-02-02 → 2012-07-02
  First Allied Securities, Inc.
  Cary, NC
  San Diego, CA
  Brownsville, TX
• 2002-09-23 → 2009-02-04
  Osaic Fa, Inc.
  Morrisville, NC
  Morrisville, NC
  Raleigh, NC

Other Businesses

1. BOARD OF DIRECTORS MEMBER - CHARITABLE ORG AT WAKE COUNTY ESTATE PLANNING COUNCIL POSITION: Secretary NATURE: Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 1500 Sunday Dr., #300, Raleigh NC 27613, United States DESCRIPTION: Keep track of members and check them in at meetings. 2. BOARD OF DIRECTORS MEMBER/TOWNHOME ASSOCIATION, GREYSTONE MANOR TOWNHOME ASSOCIATION POSITION: Secretary NATURE: Homeowners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2016 ADDRESS: 7207 Doverton Ct, #101, Raleigh NC 27615, United States DESCRIPTION: member of HOA 3. RENTAL PROPERTY POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: 7207 DOVERTON CT, RALEIGH NC 27615, United States DESCRIPTION: rent my timeshare property 4. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 06/21/2013 ADDRESS: 8816 Six Forks Road, Suite 301, Raleigh NC 27615, United States DESCRIPTION: I help clients with financial planning, investments and protection for their family 5. KENT THOMPSON POSITION: Broker NATURE: Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/02/2018 ADDRESS: 8816 Six Forks, 301, RALEIGH NC 27615, United States DESCRIPTION: I solicit and recommended fixed insurance products to my clients as their need dictate.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-11
• S63 Uniform Securities Agent State Law Examination
  1982-03-12