Terrance Stephen Puhl

Current Employers

Corda Investment Management, Llc

8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-07-10

TX RA
APPROVED

Since 2012-07-10

Branch Locations

8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Corda Investment Management, Llc	Houston	TX	05/2012	Present

05/2012 → Present

Corda Investment Management, Llc

Houston, TX

Previous Registrations

2006-06-26 → 2012-04-30

Sanders Morris Llc

Houston, TX

Houston, TX
2003-02-27 → 2006-12-31

Smh Capital Advisors Llc

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-17
S63	Uniform Securities Agent State Law Examination	1983-02-17

S65 Uniform Investment Adviser Law Examination

2002-06-17
S63 Uniform Securities Agent State Law Examination

1983-02-17

Other Names

Terry Stephen Puhl

View on SEC IAPD

Current Employers

Corda Investment Management, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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