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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| NJ | RA | APPROVED | 2021-01-28 |
Branch Locations
Cwm Retail, Sales 1740 Broadway, New York, NY 10019 • United States
Citi Wealth Management, Sales 2071 Lemoine Avenue, Suite 200, Fort Lee, NJ 07024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities, Inc. | Buffalo | NY | 05/2016 | 01/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2017 | 04/2017 |
| Cetera Investment Advisers Llc | Bloomfield | NJ | 01/2017 | 04/2017 |
| Hsbc Bank Usa National Association | New York | NY | 09/2017 | 07/2020 |
| Hsbc Securities (Usa) Inc. | New York | NY | 09/2017 | 07/2020 |
| Unemployed | Bloomfield | NJ | 04/2017 | 09/2017 |
| Citigroup Global Markets Inc. | New York City, Ny | NY | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-11-12 |
| S65 | Uniform Investment Adviser Law Examination | 2002-09-30 |
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