Lawrence Staples Brown

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2006-11-29

CA RA
APPROVED

Since 2006-11-29

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Tarzana, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wedbush Morgan Securities	Los Angeles	CA	12/2002	Present

12/2002 → Present

Wedbush Morgan Securities

Los Angeles, CA

Previous Registrations

1998-11-02 → 2002-11-21

Morgan Stanley Dw Inc.

Woodland Hills, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-11-12

S63 Uniform Securities Agent State Law Examination

1982-11-12

Other Names

Lawrence Staples Brown
Larry Brown
Lawrence Staple Brown

View on SEC IAPD

Current Employers

Wedbush Securities Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

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