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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Elberton | GA | 07/2006 | 10/2019 |
| 1St Global Advisors, Inc. | Elberton | GA | 10/2006 | 10/2019 |
| Smith Business Consultants, Llc | Elberton | GA | 05/2008 | 07/2018 |
| Smith Business Consultants, Llc | Elberton | GA | 12/2018 | Present |
| Avantax Insurance Services, Inc. | Elberton | GA | 07/2009 | 09/2025 |
| Avantax Advisory Services | Elberton | GA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Elberton | GA | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Elberton | GA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) COMPASS FINANCIAL ADVISORS, LLC (FORMALLY SBC ADVISORS, LLC) POSITION: MANAGING MEMBER/FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 3 START DATE: 06/29/2007 DESCRIPTION: Provide financial services to clients. 2) SBC COMMERCIAL LLC POSITION: partner NATURE: SBC Commercial is a commercial real estate rental company. The LLC holds one main asset, a commercial office space that is leased to Smith Business Consultants LLC, a related entity with common ownership. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2004 ADDRESS: 12 Chestnut Street, Elberton GA 30635, DESCRIPTION: Limited partner, general accounting duties 3) DTTB LLC POSITION: Sole Member NATURE: DTTB LLC owns a residential rental property. It is a disregarded entity and any income and expense is reported on Schedule E of my personal 1040. No other tax return is filed for DDTB LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/12/2021 ADDRESS: 12 Chestnut Street, Elberton GA 30635, United States DESCRIPTION: Collection of rent and payment of bills for my rental house 4)SMITH BUSINESS CONSULTANTS, LLC; CPA; NIR; 05/01/2008;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-22 |
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