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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| GA | RA | APPROVED | 2018-01-02 |
Branch Locations
125 Heard Street, Elberton, GA 30635 • United States
Watkinsville, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Sleepy Hollow | NY | 07/2014 | 09/2016 |
| Wells Fargo Advisors, Llc | Athens | GA | 09/2016 | 11/2016 |
| Wells Fargo Bank Na | Athens | GA | 09/2016 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Athens | GA | 11/2016 | 10/2017 |
| Cetera Investment Advisers Llc | Gainesville | GA | 01/2018 | Present |
| Regions Bank | Gainesville | GA | 11/2017 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2017 | Present |
1) UNIVERSITY OF GEORGIA RUNNING STUDY, 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-02 |
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