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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-12-05
  • GA RA
    APPROVED
    Since 2024-12-05

Branch Locations

25 South Thomas Street, Elberton, GA 30635 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Inc. Savannah GA 02/1985 10/2021
New York Life Insurance Co Savannah GA 06/1984 04/2022
Spivey Financial Group Elberton GA 06/1984 10/2021
Eagle Strategies Llc Elbertson GA 12/2018 10/2021
Mml Investors Services Llc Elberton GA 05/2022 08/2024
Massmutual Life Insurance Co Elberton GA 11/2021 08/2024
Commonwealth Financial Network Waltham MA 08/2024 11/2024
Savannah Wealth Group, Llc Elberton GA 11/2021 11/2024
Silver Oak Securities, Inc. Jackson TN 12/2024 Present
Spivey Financial Group Elberton GA 12/2024 Present
  • 02/1985 → 10/2021
    Nylife Securities Inc.
    Savannah, GA
  • 06/1984 → 04/2022
    New York Life Insurance Co
    Savannah, GA
  • 06/1984 → 10/2021
    Spivey Financial Group
    Elberton, GA
  • 12/2018 → 10/2021
    Elbertson, GA
  • 05/2022 → 08/2024
    Elberton, GA
  • 11/2021 → 08/2024
    Massmutual Life Insurance Co
    Elberton, GA
  • 08/2024 → 11/2024
    Waltham, MA
  • 11/2021 → 11/2024
    Savannah Wealth Group, Llc
    Elberton, GA
  • 12/2024 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
  • 12/2024 → Present
    Spivey Financial Group
    Elberton, GA
Previous Registrations
Other Businesses

Spivey Financial Group, Is Not Investment Related,"25 South Thomas Street, Post Office Box 6493, Elberton, GA, 30635, United States", "Life, Fixed Annuity, Disability, LTCi",Owner,6/1/2024,35 hours per month,5 hours per month during trading hours, Commission Compensation, Prospect and Market Fixed Insurance Products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-05-29
  • S63 Uniform Securities Agent State Law Examination
    1985-05-29
Designations

View on SEC IAPD

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