Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2010-05-24
UT RA APPROVED 2010-05-18
  • MD RA
    APPROVED
    Since 2010-05-24
  • UT RA
    APPROVED
    Since 2010-05-18

Branch Locations

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 05/2010 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Previous Registrations
Other Businesses

WESTERN AIRCRAFT LEASING INC, INVESTMENT RELATED, WOODS CROSS CITY, UT, 100% OWNERSHIP, START 6/1/2010, 2 HOURS PER MONTH, ZERO DURING TRADING, AIRCRAFT HANGAR BUILDING OWNER, MAINTIAN PROPERTY AND COLLECT RENT. GAS BUSTERS LLC, INVESTMENT RELATED, BOUNTIFUL, UT, 10% OWNERSHIP, START 1/1/2002, .5 HOURS PER MONTH, ZERO DURING TRADING, PRIVATE FUEL CLUB. SKYPARK HANGARS EAST ASSOCIATION; NOT INV RELATED; WOODS CROSS CITY, UT; HOA; VICE PRESIDENT; START 11/1997; 0 HOURS PER MONTH, 0 DUIRNG TRADING; COLLECT HOA DUES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-01-15
S63 Uniform Securities Agent State Law Examination 1982-02-04
  • S65 Uniform Investment Adviser Law Examination
    1992-01-15
  • S63 Uniform Securities Agent State Law Examination
    1982-02-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Salt Lake City, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor