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3 World Trade Center 38Th Floor, 175 Greenwich Street, New York, NY 10007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-04 |
Branch Locations
3 World Trade Center 38Th Floor, 175 Greenwich Street, New York, NY 10007 • United States
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 10/2012 | 11/2018 |
| Aegis Capital Corp | New York | NY | 11/2018 | 03/2022 |
| Vanquour Llc | New York | NY | 03/2022 | Present |
Licensed insurance professional; same address; less than 10% of time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-26 |
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