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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-03-31 |
| PA | RA | APPROVED | 2010-06-30 |
| TX | RA | APPROVED_RES | 2010-02-16 |
Branch Locations
417 Lackawanna Ave, Scranton, PA 18503 • United States
9128 Strada Pl, Naples, FL 34108 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilkes Barre | PA | 12/1998 | Present |
| Bank Of America, N.A. | Scranton | PA | 06/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1982-02-01 |
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