Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-04-23 |
Branch Locations
1101 Penn Avenue, Suite A, Scranton, PA 18509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Securities Llc | Columbus | OH | 05/2013 | 04/2018 |
| Nationwide Insurance | Old Forge | PA | 05/2013 | 04/2018 |
| Lpl Financial, Llc | Scranton | PA | 04/2018 | Present |
1) 04/20/2018 - LOUIS P PETTINATO - Non-Variable Insurance, sells HEALTH INSURANCE, VOLUNTARY BENEFITS (ex ACCIDENT, CANCER INSURANCE} - inv rel - at reported business location(s) - start: 04/2018 - 10 hr/mth 2) 04/20/2018 - Advocare Distributorship - DISTRIBUTOR DO NOT SELL PRODUCT. USE DISTRIBUTORSHIP FOR DISCOUNT ON SUPPLEMENTS - non-inv rel - styart: 10/2014 - 1 hr/mth. 3) 5/11/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 05/26/2018 - 3 Hours Per Month/1 Hour During Securities Trading. 4. 10/5/2021 - Pettinato Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/15/2021 - 160 Hours Per Month During Securities Trading. 5. 12/15/2021 - Pettinano Financial - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 11/24/2021 - 200 Hours Per Month/160 Hours During Securities Trading. 6) 01/27/2025 - Latin Express - Not Investment Related - Artist/Musician - Various Location - Start Date:03/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-12 |
Reach out to this advisor