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Louis Phillip Pettinato

LPl Financial LLC

Scranton, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-04-23
  • PA RA
    APPROVED
    Since 2018-04-23

Branch Locations

1101 Penn Avenue, Suite A, Scranton, PA 18509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Securities Llc Columbus OH 05/2013 04/2018
Nationwide Insurance Old Forge PA 05/2013 04/2018
Lpl Financial, Llc Scranton PA 04/2018 Present
Previous Registrations
Other Businesses

1) 04/20/2018 - LOUIS P PETTINATO - Non-Variable Insurance, sells HEALTH INSURANCE, VOLUNTARY BENEFITS (ex ACCIDENT, CANCER INSURANCE} - inv rel - at reported business location(s) - start: 04/2018 - 10 hr/mth 2) 04/20/2018 - Advocare Distributorship - DISTRIBUTOR DO NOT SELL PRODUCT. USE DISTRIBUTORSHIP FOR DISCOUNT ON SUPPLEMENTS - non-inv rel - styart: 10/2014 - 1 hr/mth. 3) 5/11/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 05/26/2018 - 3 Hours Per Month/1 Hour During Securities Trading. 4. 10/5/2021 - Pettinato Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/15/2021 - 160 Hours Per Month During Securities Trading. 5. 12/15/2021 - Pettinano Financial - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 11/24/2021 - 200 Hours Per Month/160 Hours During Securities Trading. 6) 01/27/2025 - Latin Express - Not Investment Related - Artist/Musician - Various Location - Start Date:03/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-23
S63 Uniform Securities Agent State Law Examination 1996-03-12
  • S65 Uniform Investment Adviser Law Examination
    2018-03-23
  • S63 Uniform Securities Agent State Law Examination
    1996-03-12

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