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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-03-03 |
Branch Locations
1101 Penn Avenue, Suite A, Scranton, PA 18509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pitt-Ohio Express Inc. | Pittsburgh | PA | 06/1992 | 04/2021 |
| Nationwide Securities, Inc. | Columbus | OH | 04/2002 | 12/2019 |
| Lpl Financial Llc | Clarks Summit | PA | 01/2020 | Present |
1. 1/8/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 1/2020 - Basic life insurance and fixed annuities. 2. 1/8/2020 - Oak and Stone Capital Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 7/6/2020 - Oak & Stone Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/30/2020 - 10 Hours Per Month During Securities Trading. 4. 03/09/2022 - FINANCIAL TRANSITION ADVISORS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/01/2022 - 20 Hours Per Month/20 Hours During Securities Trading. 5. 04/28/2022 - CENTRAL AIR FREIGHT SERVICES, INC - Not Investment Related - 20 S POWELL DR HAZLETON PA 18201 - Outside/W-2 Employment - SALES REPRESENTATIVE - Start Date - 04/18/2022 - 40 Hours Per Month/ 40 Hours During Securities Trading - SELLING TRANSPORTATION SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-13 |
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