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Lawrence Francis Joseph

Pnc Wealth Management LLC

Scranton, PA

CRD 1979427

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2004-01-01
  • PA RA
    APPROVED
    Since 2004-01-01

Branch Locations

201 Penn Avenue, Scranton, PA 18503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Moosic PA 01/2004 Present
  • 01/2004 → Present
    Pnc Investments
    Moosic, PA
Previous Registrations
  • 2003-05-12 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Moosic, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-01
S63 Uniform Securities Agent State Law Examination 1994-07-15
  • S65 Uniform Investment Adviser Law Examination
    2002-10-01
  • S63 Uniform Securities Agent State Law Examination
    1994-07-15
Other Names
  • Lawrence Joseph

View on SEC IAPD

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