Best Investors Account Sign in
Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-02-06
  • NC RA
    APPROVED
    Since 2013-02-06

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

1151 Falls Rd, Ste 2024, Rocky Mount, NC 27804 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Brokerage, Inc. Rocky Mount NC 04/1997 Present
  • 04/1997 → Present
    Capital Investment Brokerage, Inc.
    Rocky Mount, NC
Previous Registrations
  • 2008-02-15 → 2012-12-31
    Cic Advisers, Llc
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-15
S63 Uniform Securities Agent State Law Examination 1982-01-29
  • S65 Uniform Investment Adviser Law Examination
    2007-12-15
  • S63 Uniform Securities Agent State Law Examination
    1982-01-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor