Eric Brian Rosenberg

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Oppenheimer & Co. Inc.
  New York, NY

Previous Registrations

• 2009-10-09 → 2013-06-07
  Rbc Capital Markets, Llc
  Parsippany, NJ
• 2002-10-11 → 2009-10-09
  J. B. Hanauer & Co.
  Parsippany, NJ
  Parsippany, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-20
• S63 Uniform Securities Agent State Law Examination
  1982-05-28