Kevin James Mccarthy

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Raymond James And Associates
  Los Angeles, CA

Previous Registrations

• 2007-06-08 → 2012-12-18
  Crowell, Weedon & Co.
  Los Angeles, CA
• 2001-12-07 → 2006-12-07
  Smart Investments Advisory Incorporated
  Redlands, CA
  Los Angeles, CA

Other Businesses

(1)I HAVE A TV CONSULTING HOBBY THAT PAYS ME NOTHING THROUGH BAZ MEDIA FOCUSED ON TV ADVERTISING FOR SOCCER AND HOCKEY. THIS TAKES ABOUT 24 HOURS A YEAR.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-05-04
• S65 Uniform Investment Adviser Law Examination
  1994-01-11