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Helen R Gordon

Stifel, Nicolaus & Company, Incorporated

Charleston, SC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-04-29
TX RA APPROVED_RES 2024-04-26
  • SC RA
    APPROVED
    Since 2024-04-29
  • TX RA
    APPROVED_RES
    Since 2024-04-26

Branch Locations

174 Meeting Street Ste 400, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Atlanta GA 09/2010 10/2023
Stifel, Nicolaus & Company, Incorporated Charleston SC 10/2023 Present
Previous Registrations
  • 2013-01-29 → 2023-08-22
    Edward Jones
    Roswell, GA
    Roswell, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-26
S63 Uniform Securities Agent State Law Examination 1988-06-28
  • S66 Uniform Combined State Law Examination
    2013-01-26
  • S63 Uniform Securities Agent State Law Examination
    1988-06-28
Other Names
  • Helen Rhett
  • Helen Rutledge Rhett
  • Helen Rhett Gordon

View on SEC IAPD

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