Marc Robert Pines

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-02-25

FL RA
APPROVED

Since 2020-02-25

Branch Locations

2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States

Plantation, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Boca Raton	FL	07/2007	Present

07/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Boca Raton, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-22
S63	Uniform Securities Agent State Law Examination	1982-01-18

S66 Uniform Combined State Law Examination

2020-02-22
S63 Uniform Securities Agent State Law Examination

1982-01-18

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Exams

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