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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-02 |
| NJ | RA | APPROVED | 2005-02-14 |
Branch Locations
3175 State Hwy 10 Suite 900, Denville, NJ 07834 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Fairfield | NJ | 05/2009 | Present |
ASST FENCING COACH, RANDOLPH HIGH SCHOOL, MILLBROOK AVE RANDOLPH NJ 07869, 10-15 HRS/WEEK, NOT SECURITIES HRS. DORFMAN WEALTH MANAGEMENT GROUP LLC; NOT INV. RELATED; DENVILLE, NJ; 100% OWNERSHIP; FINET PRACTICE; START DATE 3/28/2016; 200 HRS PER MONTH; 8 HRS DURING TRADING; DUTIES: MANAGER AND FINANCIAL ADVISOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-03 |
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