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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-24 |
| NJ | RA | APPROVED | 2021-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc | Nutley | NJ | 08/2012 | 04/2021 |
| Pnc Investments | Pittsburgh | PA | 08/2012 | 04/2021 |
| J.P. Morgan Securities Llc | Denville | NJ | 04/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Denville | NJ | 04/2021 | Present |
| Lny Ice Cream Llc | Rochelle Park | NJ | 02/2026 | Present |
Entity Name: LNY Ice Cream LLC Investment related: No Address: Private Residence Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 02/27/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am investing in an ice cream vending machine does not require more than 1 hour a week of work which is largely clerical. I will be a passive investor in holding the rights and contract to where the machine will operate. I anticipate working no more than 1 hour a week on Sundays for ordering product and logging in records.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-03 |
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