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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-06-29 |
| TX | RA | APPROVED_RES | 2018-06-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade Inc | Morristown | NJ | 03/2009 | 03/2017 |
| Santander Bank Na | Sayerville | NJ | 03/2017 | 11/2017 |
| Santander Securities Llc | Sayerville | NJ | 03/2017 | 11/2017 |
| Pnc Investments | Pittsburgh | PA | 10/2017 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Denville | NJ | 06/2018 | Present |
| J.P. Morgan Securities Llc | Denville | NJ | 06/2018 | Present |
| Td Ameritrade Investment Management | Morristown | NJ | 12/2014 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-07 |
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