Farah Abbas Mirza

$3.14B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SPONSOR TO 3RD-PARTY WRAP FEE PROGRAM(S) OFFERED BY CUSTODIAN'S (NFS) ADVISORY PLATFORM

From the firm’s Form ADV. Read the guides:

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2013-12-04

Branch Locations

2253 North Avenue, Scotch Plains, NJ 07076 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Santander Bank, Na	Parsippany	NJ	12/2012	Present
Santander Securities, Llc	Guaynabo	PR	11/2013	Present

2012-11-26 → 2013-08-01

Pfs Investments Inc.

Edison, NJ
2005-11-02 → 2010-12-21

Wells Fargo Clearing Services, Llc

Bound Brook, NJ

Short Hills, NJ
2004-10-20 → 2005-03-08

Banc Of America Investment Services, Inc.

Colonia , NJ
2004-06-26 → 2004-10-20

Quick & Reilly, Inc.

Spotswood, NJ

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-06-21
S63	Uniform Securities Agent State Law Examination	2003-01-02

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