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Farah Abbas Mirza

Santander Securities LLC

Denville, NJ

Scotch Plains, NJ

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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-12-04
  • NJ RA
    APPROVED
    Since 2013-12-04

Branch Locations

73 Diamond Spring Road, Denville, NJ 07834 • United States

2253 North Avenue, Scotch Plains, NJ 07076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Parsippany NJ 12/2012 Present
Santander Securities, Llc Guaynabo PR 11/2013 Present
Previous Registrations
  • 2012-11-26 → 2013-08-01
    Pfs Investments Inc.
    Edison, NJ
  • 2005-11-02 → 2010-12-21
    Wells Fargo Clearing Services, Llc
    Bound Brook, NJ
    Short Hills, NJ
  • 2004-10-20 → 2005-03-08
    Banc Of America Investment Services, Inc.
    Colonia , NJ
  • 2004-06-26 → 2004-10-20
    Quick & Reilly, Inc.
    Spotswood, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-21
S63 Uniform Securities Agent State Law Examination 2003-01-02
  • S65 Uniform Investment Adviser Law Examination
    2004-06-21
  • S63 Uniform Securities Agent State Law Examination
    2003-01-02
Other Names
  • Farah Abbas Mirza

View on SEC IAPD

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