Michael Marvin Balagna

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-12-11
MI	RA	APPROVED	2010-07-23

TX RA
APPROVED_RES

Since 2012-12-11
MI RA
APPROVED

Since 2010-07-23

Branch Locations

230 North 2Nd Street, Ste 150, Brighton, MI 48116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Brighton	MI	08/1997	Present

08/1997 → Present

Lpl Financial Llc

Brighton, MI

Other Businesses

1. 01/11/2005 - M. B. FINANCIAL INC. - INV REL - Business Entity For Tax/Investment Purposes Only - M. B. FINANCIAL INC. - FOR ACCOUNTING PURPOSES ONLY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-30
S63	Uniform Securities Agent State Law Examination	1982-06-30

S65 Uniform Investment Adviser Law Examination

1996-04-30
S63 Uniform Securities Agent State Law Examination

1982-06-30

Designations

Other Names

Michael M Balagna

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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