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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-12-11 |
| MI | RA | APPROVED | 2010-07-23 |
Branch Locations
230 North 2Nd Street, Ste 150, Brighton, MI 48116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brighton | MI | 08/1997 | Present |
1. 01/11/2005 - M. B. FINANCIAL INC. - INV REL - Business Entity For Tax/Investment Purposes Only - M. B. FINANCIAL INC. - FOR ACCOUNTING PURPOSES ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1982-06-30 |
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