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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American General Life | Amarillo | TX | 10/2015 | Present |
| St Francis Medical Center | Cape Girareau | MO | 07/2003 | Present |
| Signator Investors, Inc. | Cape Girardeau | MO | 05/2016 | 02/2018 |
| Independent Financial Group, Llc | Cape Girardeau | MO | 02/2018 | 07/2023 |
| Sagepoint Financial, Inc. | Cape Girardeau | MO | 07/2023 | Present |
| The Ameriflex Group | Las Vegas | NV | 07/2023 | Present |
| Osaic Wealth, Inc. | Cape Girardeau | MO | 09/2023 | Present |
(1) SAINT FRANCIS MEDICAL CENTER POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2001 ADDRESS: 210 St Francis Dr, Cape Girardeau MO 63701, United States DESCRIPTION: BOARD OF DIRECTORS OF SAINT FRANCIS MEDICAL CENTER A NON-PROFIT. (2) BP FINANCIAL SERVICES INC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/01/1981 ADDRESS: 720 Caruthers Avenue, Cape Girardeau MO 63701, United States DESCRIPTION: DBA BP FINANCIAL SERVICES INC. USED FOR MARKETING PURPOSES. (3) RENTAL PROPERTY POSITION: Property Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/1990 ADDRESS: 720 Caruthers Avenue, Cape Girardeau MO 63701, United States DESCRIPTION: OWNER OF RENTAL PROPERTY VIA HIS REVOCABLE TRUST WITH HIS SPOUSE AS CO-TRUSTEE. (4) TRACY A. GAMMON REVOCABLE TRUST POSITION: Successor Trustee of family members' Trust NATURE: Acting as a POA, Trustee, or Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/20/2014 ADDRESS: 720 Caruthers Avenue, Cape Girardeau MO 63701, United States DESCRIPTION: TRUSTEE OF FAMILY MEMBERS REVOCABLE TRUST. (5) KEVIN A. GOVERO POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/1981 ADDRESS: 720 Caruthers Avenue, Cape Girardeau MO 63701, United States DESCRIPTION: OFFERING VARIOUS INSURANCE PRODUCTS (6) NWF ADVISORY SERVICES, INC. POSITION: Investment Advisor Representative NATURE: Corporation Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 80 START DATE: 06/06/2025 ADDRESS: 720 Caruthers Avenue, Cape Girardeau MO 63701, United States DESCRIPTION: I PROVIDE ADVISORY SERVICES SUCH AS WRAP, FEE ACCOUNTS, AND FINANCIAL PLANS. I DEVOTE ABOUT HALF OF MY TIME TO THIS BUSINESS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-11-11 |
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