Tandy Giddens Lewis

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Shreveport, LA

Previous Registrations

• 2007-02-13 → 2013-02-13
  Morgan Keegan & Company, Llc
  Shreveport, LA
  Shreveport, LA
• 2003-07-10 → 2007-02-20
  Amsouth Investment Management Company Llc
  Birmingham, AL
• 2003-02-03 → 2003-08-11
  Amsouth Investment Services, Inc.
  Shreveport, LA
  Shreveport, LA

Other Businesses

(1)Name of Business: Desperado Investments Address: 8585 Business Park Drive, Shreveport, LA, 71105, United States Activity Type: Other Position/Title: Partner Investment Related: Yes Start Date: 10/12/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I print out RJ statements for meeting. (2)Name of Business: Mid Caddo Partnership Address: 748 Wilder Place, Shreveport, LA, 71104, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 02/05/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: TABB EQUITIES LLC - 32985111 Address: 748 Wilder Place, Shreveport, LA, 71104, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 12/30/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: MANAGING FAMILY ASSETS THAT I INHERITED (4)Name of Business: TABB Interests, LLC Address: 748 Wilder Place, Shreveport, LA, 71104, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/05/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I deposit royalty checks from oil and gas production on family properties I inherited. (5)Name of Business: TABB Tennessee LLC Address: 748 Wilder Place, Shreveoprt, LA, 71104, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 11/30/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-25
• S63 Uniform Securities Agent State Law Examination
  1981-11-13

Designations

• Certified Financial Planner

Other Names

• Tandy Giddens (Jr) Lewis