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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-02-10
TX RA APPROVED 2013-04-15
LA RA APPROVED 2013-02-13
  • TN RA
    APPROVED
    Since 2025-02-10
  • TX RA
    APPROVED
    Since 2013-04-15
  • LA RA
    APPROVED
    Since 2013-02-13

Branch Locations

333 Texas Street Suite 175, Shreveport, LA 71101 • United States

Monteagle, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Shreveport LA 02/2013 Present
Previous Registrations
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Shreveport, LA
    Shreveport, LA
  • 2003-07-10 → 2007-02-20
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-03 → 2003-08-11
    Amsouth Investment Services, Inc.
    Shreveport, LA
    Shreveport, LA
Other Businesses

(1)Name of Business: Desperado Investments Address: 8585 Business Park Drive, Shreveport, LA, 71105, United States Activity Type: Other Position/Title: Partner Investment Related: Yes Start Date: 10/12/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I print out RJ statements for meeting. (2)Name of Business: Mid Caddo Partnership Address: 748 Wilder Place, Shreveport, LA, 71104, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 02/05/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: TABB EQUITIES LLC - 32985111 Address: 748 Wilder Place, Shreveport, LA, 71104, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 12/30/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: MANAGING FAMILY ASSETS THAT I INHERITED (4)Name of Business: TABB Interests, LLC Address: 748 Wilder Place, Shreveport, LA, 71104, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/05/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I deposit royalty checks from oil and gas production on family properties I inherited. (5)Name of Business: TABB Tennessee LLC Address: 748 Wilder Place, Shreveoprt, LA, 71104, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 11/30/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-25
S63 Uniform Securities Agent State Law Examination 1981-11-13
  • S65 Uniform Investment Adviser Law Examination
    1996-09-25
  • S63 Uniform Securities Agent State Law Examination
    1981-11-13
Designations
Other Names
  • Tandy Giddens (Jr) Lewis

View on SEC IAPD

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