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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-11
OH RA APPROVED 1999-09-19
  • TX RA
    APPROVED_RES
    Since 2010-03-11
  • OH RA
    APPROVED
    Since 1999-09-19

Branch Locations

8008 N High St, Columbus, OH 43235 • United States

571 S 3Rd St, Columbus, OH 43215 • United States

Westerville, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbus OH 11/1981 03/2020
Ameriprise Financial Services, Llc Columbus OH 03/2020 Present
Other Businesses

Business Ownership; TRLT Ventures, LLC; Co-owner; Manage Ameriprise Business; 8008 N. High St., , Columbus, OH, 43235; Investment-Related; 12/10/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; TRLT Ventures LLC; Co-owner; Manage advisory business.; 8008 N. High St., , Columbus, OH, 43235; Investment-Related; 12/10/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-01
  • S63 Uniform Securities Agent State Law Examination
    1989-06-01

View on SEC IAPD

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