Paul Stanislaus Thomas

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1975 → Present
  R. Mccloskey Insurance Agency Inc
  Newport Beach, CA
• 04/1975 → 08/2023
  Minnesota Life
  St. Paul, MN
• 11/1987 → 08/2023
  Securian Financial Services
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-02-12 → 2023-08-10
  Securian Financial Services, Inc.
  Honolulu, HI
  Newport Beach, CA
  Monterey Park, CA
  Los Angeles, CA
  Newport Beach, CA
  Canoga Park, CA
  San Diego, CA
  St. Paul, MN
• 2003-04-02 → 2005-11-14
  Slgg Financial And Insurance Services, Llc
  Newport Beach, CA

Other Businesses

1. TFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/1975 ADDRESS: , Newport Beach CA , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/1975; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-24
• S63 Uniform Securities Agent State Law Examination
  1997-03-25

Designations

• Certified Financial Planner
• Chartered Financial Consultant