Thomas Charles Theodore

Current Employers

Employment History

• 09/1992 → Present
  Tax & Investment Services Inc
  Naperville, IL
• 01/1997 → 11/2023
  Fsc Securities Corporation
  Naperville, IL
• 01/1998 → Present
  Wealth Strategies Counselors, Inc.
  Naperville, IL
• 11/2023 → Present
  Osaic Wealth, Inc.
  Naperville, IL

Other Businesses

1. AZ RENTAL PROPERTIES POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2001 ADDRESS: 643 Oakhurst Dr, Naperville IL 60540 DESCRIPTION: collects rents 2. WEALTH STRATEGIES COUNSELORS, INC POSITION: President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 20 START DATE: 01/30/1998 ADDRESS: 1770 Park St., Ste 204, Naperville IL 60563, United States DESCRIPTION: Comprehensive financial planning firm 3. THOMAS THEODORE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1977 ADDRESS: 1770 Park St, Suite 204, Naperville IL 60563, United States DESCRIPTION: I sell life, disabilty insurance & fixed annuities. 4. TAX & INVESTMENT SERVICES, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1992 ADDRESS: 1770 Park St.,, Ste 204, Naperville IL 60563, United States DESCRIPTION: This corporation is holding company for commissions earned by myself from FSC. 5. TAX & ACCOUNTING STRATEGIES, INC.; POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1985 ADDRESS: 1770 Park St, suite 204, Naperville IL 60563, United States DESCRIPTION: Tax preparation and bookkeeping. 6. 1770 PARK ST. OFFICE CONDO BOARD POSITION: Other - Board member - VP NATURE: Other - We own an office condo and I am on the board that meets four toimes a year. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2002 ADDRESS: 1770 Park St, suite 204, Naperville IL 60563, United States DESCRIPTION: I attend board meeting and vote on budget and operating policies for the building carried out by management company. 7. OSAIC WEALTH, INC. POSITION: Registered Representative NATURE: Broker Dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 3 START DATE: 11/3/2023 ADDRESS: 1770 Park St, suite 204, Naperville IL 60563, United States DESCRIPTION: Trading client accounts.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-10-15
• S63 Uniform Securities Agent State Law Examination
  1982-01-19

Other Names

• Tom Theodore