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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-03-05
CA RA APPROVED 2012-10-30
  • WA RA
    APPROVED
    Since 2019-03-05
  • CA RA
    APPROVED
    Since 2012-10-30

Branch Locations

3465 Camino Del Rio South Suite #250, San Diego, CA 92108 • United States

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nelson Pension And Insurance Services San Diego CA 01/1994 Present
Centaurus Financial, Inc. Anaheim CA 10/2012 Present
  • 01/1994 → Present
    Nelson Pension And Insurance Services
    San Diego, CA
  • 10/2012 → Present
    Anaheim, CA
Previous Registrations
  • 2011-06-17 → 2012-11-14
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2006-09-08 → 2011-06-17
    Workman Securities Corporation
    San Diego, CA
    San Diego, CA
Other Businesses

PRESIDENT, NELSON PENSION & INSURANCE, INC., 3465 CAMINO DEL RIO, SOUTH, SUITE #250,SAN DIEGO, CA 92108. DBA ONLY-USE FOR BRANDING ONLY. I SELL FIXED INSURANCE THROUGH THIS ENTITY. I SPEND APPROX. 120 HOURS PER MONTH ON THIS ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1993-03-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1993-03-08

View on SEC IAPD

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