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Joan Marie Zimniewicz

E. A. Horwitz LLC

Deerfield, IL

Gilbert, AZ

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Current Employers
E. A. Horwitz Llc

1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-12-20
  • AZ RA
    APPROVED
    Since 2019-12-20

Branch Locations

1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015 • United States

1325 E. Clearwater Ln., Gilbert, AZ 85234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 04/2013 Present
E.A. Horwitz Llc Deerfield IL 01/2013 Present
  • 04/2013 → Present
    Western International Securities, Inc.
    Pasadena, CA
  • 01/2013 → Present
    E.A. Horwitz Llc
    Deerfield, IL
Previous Registrations
  • 2001-08-22 → 2013-02-11
    Sanctuary Securities, Inc.
    Chicago, IL
    Miami, FL
    Chicago, IL
Other Businesses

1) Horwitz & Associates; Investment-Related; DBA for Securities Business 2) E.A. Horwitz LLC; Investment-Related; Registered Investment Advisor (RIA); Investment Adviser Representative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1982-01-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1982-01-08
Other Names
  • Jody Zimniewicz
  • Jody Kopsky
  • Joan Zimniewicz Kopsky

View on SEC IAPD

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