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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
NY RA APPROVED 2021-08-17
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd St, New York, NY 10022 • United States

Cwm Retail, Sales 734 Lexington Ave, New York, NY 10022 • United States

East Hampton, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wunderlich Securities, Inc. Memphis TN 08/2016 05/2018
Ameriprise Financial Services Inc New York NY 05/2018 02/2020
Citigroup New York NY 02/2020 Present
  • 08/2016 → 05/2018
    Wunderlich Securities, Inc.
    Memphis, TN
  • 05/2018 → 02/2020
    Ameriprise Financial Services Inc
    New York, NY
  • 02/2020 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2018-05-18 → 2020-02-25
    New York, NY
  • 2016-10-28 → 2018-05-22
    B. Riley Wealth Management
    New York, NY
  • 2011-01-12 → 2016-09-09
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    New York, NY
  • 2009-10-23 → 2010-12-04
    New York, NY
    New York, NY
    New York, NY
  • 2007-07-16 → 2009-10-23
    Banc Of America Investment Services, Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-13
  • S66 Uniform Combined State Law Examination
    2007-07-13

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