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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-08-13 |
| CA | RA | APPROVED | 2015-08-07 |
Branch Locations
1101 5Th Avenue Suite 275, San Rafael, CA 94901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | San Rafael | CA | 08/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1981-12-16 |
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