Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-10
NJ RA APPROVED 2019-03-07
PA RA APPROVED 2016-08-19
DE RA APPROVED 2004-04-02
  • TX RA
    APPROVED_RES
    Since 2022-01-10
  • NJ RA
    APPROVED
    Since 2019-03-07
  • PA RA
    APPROVED
    Since 2016-08-19
  • DE RA
    APPROVED
    Since 2004-04-02

Branch Locations

131 Continental Drive Ste 102 Christiana Executive Campus, Newark, DE 19713 • United States

955 Chesterbrook Blvd 3Rd Fl [L1-Rbo], Wayne, PA 19087 • United States

Margate, NJ • United States

Garnet Valley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Philadelphia PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-26
S63 Uniform Securities Agent State Law Examination 1995-10-16
  • S65 Uniform Investment Adviser Law Examination
    1998-06-26
  • S63 Uniform Securities Agent State Law Examination
    1995-10-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newark, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor