Best Investors
Account
Sign in
Best Investors
Account
Sign in
Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2006-10-27 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
Two Union Square Ste 5050 601 Union Street, Seattle, WA 98101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Morgan Securities | Seattle | WA | 10/2006 | Present |
(1) East King County Soccer Referees Association; Not Investment-Related; Bellevue, WA; Soccer Referee; Start: 01/2000; Approx: 15 hours per month, 5-10 hours a month during business hours; Duties: Soccer Refereeing (2) Arbiter Sports; Not Investment-Related; Seattle, WA; Soccer Referee; Start: 01/2000; Approx: 15 hours per month, 10-15 hours a month during business hours; Duties: Soccer Refereeing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1981-11-11 |
Reach out to this advisor