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Current Employers
Andover Advisory Group

800 Turnpike Street Suite 300, North Andover, MA 01845 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-04-01
MA RA APPROVED 1996-12-15
  • NH RA
    APPROVED
    Since 2025-04-01
  • MA RA
    APPROVED
    Since 1996-12-15

Branch Locations

800 Turnpike Street Suite 300, North Andover, MA 01845 • United States

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-01-04
MA RA APPROVED 2014-04-15
  • NH RA
    APPROVED
    Since 2022-01-04
  • MA RA
    APPROVED
    Since 2014-04-15

Branch Locations

59 Stiles Rd. Suite 204, Salem, NH 03079 • United States

800 Turnpike St. Suite 300, North Andover, MA 01845 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Andover Advisory Group Lawrence MA 08/1996 Present
Jeffrey A Shank Derry NH 08/1996 Present
Cambridge Investment Research, Inc Fairfield IA 04/2014 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2014 Present
Previous Registrations
  • 2002-09-24 → 2014-03-24
    Sicor Securities Inc
    Dayton, OH
    Dayton, OH
    Dayton, OH
    Lawrence, MA
    Derry, NH
    Dayton, OH
Other Businesses

1) KIWANIS CLUB OF GREATER LAWRENCE, PO BOX 3068, ANDOVER, MA 01810. BEGAN 10/1/2003 AS MEMBER OF THE BOARD. NOT INVESTMENT RELATED. DEVOTES 1 HOUR/WEEK, 1 HOUR DURING TRADING. NON-PROFIT ORGANIZATION. 2)INDEPENDENT INSURANCE AGENT, DERRY, NH, 8/1996 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 2 HR/WK - 1/TRADING. 3)ANDOVER ADVISORY GROUP, 354 MERRIMACK ST, STE 303, LAWRENCE, MA, 8/1996 AS OWNER/ADVISORY REP OF A RIA 4)JEFFREY SHANK, 354 MERRIMACK STREET, SUITE 303, LAWRENCE, MA 01843 ; BEGAN 12/28/1999 ; AS INDEPENDENT SPECIAL TRUSTEE ; NOT INVESTMENT RELATED ; DEVOTES 1 HR/YR ; NONE DURING TRADING HOURS. 5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6) Radio show - This is a one hour weekly live stream and Podcast via Facebook. It is designed for marketing and promotion. No revenue is expected or generated.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-10
S63 Uniform Securities Agent State Law Examination 1982-10-27
  • S65 Uniform Investment Adviser Law Examination
    1996-09-10
  • S63 Uniform Securities Agent State Law Examination
    1982-10-27
Designations

View on SEC IAPD

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