Barbara Griffin Roberts

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1980 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 09/2009 → Present
  Bank Of America,Na
  New York, NY

Other Businesses

I*47978 For profit or not for profit: For-Profit Organization Name of outside business organization: Set Point Properties Investment related: N Address of business: Tarrytown, New York 10591 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/20/2011 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: no business just holding real estate.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-01-08

Other Names

• Barbara Roberts