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Timothy Alan Chauser

LPl Financial LLC

Las Vegas, NV

CRD 1021430

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-07-08
  • NV RA
    APPROVED
    Since 2026-07-08

Branch Locations

7477 W Lake Mead Blvd Ste 170, Las Vegas, NV 89128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 05/2026
Chauser & Company, Inc., Las Vegas NV 01/1981 05/2026
Lpl Financial Las Vegas NV 05/2026 Present
  • 01/2013 → 05/2026
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/1981 → 05/2026
    Chauser & Company, Inc.,
    Las Vegas, NV
  • 05/2026 → Present
    Lpl Financial
    Las Vegas, NV
Other Businesses

1. 05/2026 - Chauser & Company, Inc. - Tax Prep/Accounting/CPA - Inv Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Las Vegas NV 89138 - OBA Start Date: 01/01/1981 2. 05/2026 - Coyer Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/14/2026 3. 05/2026 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/14/2026 4. 05/2026 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/14/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-07
  • S66 Uniform Combined State Law Examination
    2026-07-07
Other Names
  • Roger W Frangen
  • Timothy Alan Chauser

View on SEC IAPD

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