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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-07-08 |
Branch Locations
7477 W Lake Mead Blvd Ste 170, Las Vegas, NV 89128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | 05/2026 |
| Chauser & Company, Inc., | Las Vegas | NV | 01/1981 | 05/2026 |
| Lpl Financial | Las Vegas | NV | 05/2026 | Present |
1. 05/2026 - Chauser & Company, Inc. - Tax Prep/Accounting/CPA - Inv Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Las Vegas NV 89138 - OBA Start Date: 01/01/1981 2. 05/2026 - Coyer Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/14/2026 3. 05/2026 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/14/2026 4. 05/2026 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/14/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-07 |
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