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Craig Arrowsmith Kennedy

Northwestern Mutual Investment Services, LLC

Denver, CO

CRD 1020815

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-11-12
  • CO RA
    APPROVED
    Since 2012-11-12

Branch Locations

1873 S Bellaire St Ste 1600, Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 04/1976 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 04/1976 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 04/1976 → Present
    Milwaukee, WI
  • 04/1976 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, FARM GROUND - W OF GRANADA CO, FARM GROUND - W OF GRANADA CO, GRANADA, , COLORADO, 81041, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 04/27/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INHERITED 40 ACRE FARM GROUND GROWING ALFALFA. IN FAMILY FOR 70 YEARS. OWN WITH MY SISTER. RENT OUT FOR $4,000/YEAR. EXPENSES $2,100. NET $1,900 SPLIT W/SISTER. 50% OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-10
S63 Uniform Securities Agent State Law Examination 2002-11-26
  • S65 Uniform Investment Adviser Law Examination
    2012-11-10
  • S63 Uniform Securities Agent State Law Examination
    2002-11-26

View on SEC IAPD

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