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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2005-03-04 |
Branch Locations
1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 03/1979 | Present |
| Nml Equity Services Inc | Milwaukee | WI | 02/1982 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 05/1989 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2013 | Present |
1. PRESIDENT AND OWNER OF CAROLINA CONDREY GROUP, INC. 4020 WESTCHASE BLVD, STE. 275, RALEIGH, NC 27607 10 HOURS PER MONTH. USED TO CAPTURE TRADITIONAL INSURANCE REVENUES. DUTIES ARE STRATEGY AND DEVELOPMENT. 2. 100% OWNER, CAROLINA CONDREY DISTRIBUTION, LLC, MP GENERAL AGENT LEGAL ENTITY, START DATE: 3/29/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER AND PRESIDENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-10 |
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