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Richard Michael Condrey

Northwestern Mutual Investment Services, LLC

Raleigh, NC

CRD 1020385

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2005-03-04
  • NC RA
    APPROVED
    Since 2005-03-04

Branch Locations

1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Co Milwaukee WI 03/1979 Present
Nml Equity Services Inc Milwaukee WI 02/1982 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 05/1989 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2013 Present
  • 03/1979 → Present
    Northwestern Mutual Life Insurance Co
    Milwaukee, WI
  • 02/1982 → Present
    Nml Equity Services Inc
    Milwaukee, WI
  • 05/1989 → Present
    Milwaukee, WI
  • 06/2013 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. PRESIDENT AND OWNER OF CAROLINA CONDREY GROUP, INC. 4020 WESTCHASE BLVD, STE. 275, RALEIGH, NC 27607 10 HOURS PER MONTH. USED TO CAPTURE TRADITIONAL INSURANCE REVENUES. DUTIES ARE STRATEGY AND DEVELOPMENT. 2. 100% OWNER, CAROLINA CONDREY DISTRIBUTION, LLC, MP GENERAL AGENT LEGAL ENTITY, START DATE: 3/29/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER AND PRESIDENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-22
S63 Uniform Securities Agent State Law Examination 1994-03-10
  • S65 Uniform Investment Adviser Law Examination
    2004-07-22
  • S63 Uniform Securities Agent State Law Examination
    1994-03-10
Other Names
  • R Michael Condrey

View on SEC IAPD

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