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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2023-02-10 |
Branch Locations
1545 Us Highway 206 Ste 300, Bedminster, NJ 07921 • United States
Somerset, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chester | NJ | 12/2015 | Present |
| Gladstone Wealth Group | Bedminster | NJ | 12/2015 | 07/2018 |
1. 11/21/2017 - Somerset Tax Advisory - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - start date 12/15/2017 - 15 hours per month/1 hour during securities trading. 2. 12/3/2018 - Gladstone Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/31/2018 - 125 Hours Per Month During Securities Trading. 3. 2/3/2022 - Ethos Life Insurance - Investment Related - 75 Hawthorne St, Suite 2000, San Francisco, CA 94105 - Non-Variable Insurance - Started 06/27/2019 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 01/12/2024 - Peak Pro Financial - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Independent producer - Started: 1/8/2024 - 20 hrs/Mo; 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-11-12 |
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