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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2023-02-10
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2023-02-10

Branch Locations

1545 Us Highway 206 Ste 300, Bedminster, NJ 07921 • United States

Somerset, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Chester NJ 12/2015 Present
Gladstone Wealth Group Bedminster NJ 12/2015 07/2018
  • 12/2015 → Present
    Chester, NJ
  • 12/2015 → 07/2018
    Gladstone Wealth Group
    Bedminster, NJ
Previous Registrations
  • 2016-04-20 → 2018-07-06
    Palm Beach Gardens, FL
  • 2014-02-25 → 2015-12-18
    San Diego, CA
    Liberty Corner, NJ
  • 2007-01-16 → 2014-02-28
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Somerset, NJ
    Basking Ridge, NJ
  • 2000-07-17 → 2007-01-16
    Ffp Advisory Services Inc
    Somerset, NJ
Other Businesses

1. 11/21/2017 - Somerset Tax Advisory - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - start date 12/15/2017 - 15 hours per month/1 hour during securities trading. 2. 12/3/2018 - Gladstone Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/31/2018 - 125 Hours Per Month During Securities Trading. 3. 2/3/2022 - Ethos Life Insurance - Investment Related - 75 Hawthorne St, Suite 2000, San Francisco, CA 94105 - Non-Variable Insurance - Started 06/27/2019 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 01/12/2024 - Peak Pro Financial - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Independent producer - Started: 1/8/2024 - 20 hrs/Mo; 2 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-12
  • S63 Uniform Securities Agent State Law Examination
    1990-11-12
Designations
Other Names
  • Ron Hunter

View on SEC IAPD

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