Jeffrey Alan Carpenter

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Des Moines, IA
• 11/2016 → 07/2022
  Wells Fargo Clearing Services, Llc
  Des Moines, IA
• 10/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  West Des Moines,, IA
• 07/2022 → 10/2025
  Retired
  Des Moines, IA

Previous Registrations

• 2011-01-03 → 2022-07-14
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  West Des Moines, IA
  Minneapolis, MN
  Minneapolis, MN
  Minneapolis, MN
  Davenport, IA
• 2009-06-24 → 2011-01-03
  Wells Fargo Investments, Llc
  Des Moines, IA
• 2004-04-15 → 2009-06-23
  Wells Fargo Clearing Services, Llc
  West Des Moines, IA
  West Des Moines, IA
  West Des Moines, IA

Other Businesses

CATHOLIC FOUNDATION OF SOUTHWEST IOWA; INV RELATED; DES MOINES ,IA; INVESTMENT COMMITTEE MEMBER; START DATE: 05/15/2024; 2 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2026-01-22
• S65 Uniform Investment Adviser Law Examination
  2004-02-26
• S63 Uniform Securities Agent State Law Examination
  1982-01-06

Other Names

• Jeff Carpenter
• Jeffrey Alan Carpenter
• Jeffrey Carpenter